Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Merritt Royce is an investment advisor representative with over 20 years of experience in the financial services industry. Currently, James is registered with D.a. Davidson & Co., and has been in his current role since May of 2013. Prior to joining D.a. Davidson, James worked at STEPHENS, RAYMOND JAMES & ASSOCIATES, INC., STEPHENS INC., and MORGAN KEEGAN & COMPANY, INC. James holds Series 7, Series 63 and SIE licenses. James provides financial planning, portfolio management for businesses and individuals, and pension consulting services to a wide range of clients, including individuals, families, businesses, and institutions. James is dedicated to providing personalized investment advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/16/2013 - Present
D.a. Davidson & Co. (Austin TX)
TX
02/13/2012 - 05/29/2013
STEPHENS (AUSTIN TX)
TX
05/17/2010 - 02/27/2012
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
AR
07/12/2001 - 01/25/2006
STEPHENS INC. (LITTLE ROCK AR)
TN
10/28/1996 - 07/13/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NC
04/15/1996 - 10/31/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NY
06/08/1995 - 05/14/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
NY
11/17/1993 - 04/21/1995
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
08/24/1992 - 09/23/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 05/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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