Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Melvin Abbott is a registered representative with LPL Financial LLC and has been in the industry since September 14, 1995. James has experience working with a variety of clients including individuals, corporations, and charitable organizations. James also provides financial planning services. James Melvin Abbott is a registered representative with LPL Financial LLC and previously held roles with INVEST FINANCIAL CORPORATION, FINANCIAL NETWORK INVESTMENT CORPORATION, LOCUST STREET SECURITIES, INC., ASCEND FINANCIAL SERVICES, INC., BURKE CHRISTENSEN & LEWIS SECURITIES INC., EDWARD D. JONES & CO., L.P., A. G. EDWARDS & SONS, INC., JOSEPHTHAL LYON & ROSS INCORPORATED and WEDBUSH MORGAN SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
02/14/2018 - Present
LPL Financial LLC (BURLINGTON IA)
IA
08/31/2004 - 02/14/2018
INVEST FINANCIAL CORPORATION (BURLINGTON IA)
CA
03/26/2003 - 09/03/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
03/17/2000 - 03/28/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MN
11/11/1999 - 01/26/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IL
09/10/1996 - 10/27/1999
BURKE CHRISTENSEN & LEWIS SECURITIES INC. (CHICAGO IL)
MO
10/09/1995 - 02/20/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
MO
01/17/1995 - 05/23/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/22/1994 - 12/02/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
CA
05/13/1994 - 08/11/1994
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
IA
Issued 02/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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