Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mcnamara Fanning is a financial advisor with over 17 years of experience. James has been registered with Fidelity Brokerage Services LLC since September 22, 2005. James is licensed to provide securities advice in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. James has passed a wide range of securities exams, including the Series 4, 7, 9, 10 and 63 exams, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/22/2005 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 09/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/04/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/08/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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