Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McGovern is a registered representative with Prudential Investment Management Services LLC, a firm with a strong reputation in the financial industry. James holds a Series 7, Series 66 and SIE license, which allows him to provide investment advice and sell securities to clients. He has been working in the industry since 2020 and brings valuable experience to his role. James specializes in helping clients develop and implement financial plans that meet their specific needs and goals. His previous experience includes working at FEF DISTRIBUTORS, LLC, and UBS FINANCIAL SERVICES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
07/22/2024 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
04/12/2022 - 01/30/2024
FEF DISTRIBUTORS, LLC (NEW YORK NY)
NJ
08/17/2020 - 04/11/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 10/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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