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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mcginley Jefferson is a financial advisor with Robert W. Baird & Co. Inc. James Mcginley Jefferson has been in the financial industry since 1995. James Mcginley Jefferson is registered with the state of Kentucky and holds a Series 7 and Series 66 licenses. James Mcginley Jefferson is also a CFA charterholder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
12/04/2019 - Present
Robert W. Baird & Co. Inc. (Bowling Green - Park Plaza KY)
KY
01/12/2005 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (BOWLING GREEN KY)
NC
08/22/2002 - 01/08/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
KY
06/23/1998 - 07/08/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NA
06/01/1998 - 06/23/1998
J.J.B. HILLIARD, W.L. LYONS, INC.
TN
04/14/1997 - 06/02/1998
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
02/07/1995 - 04/18/1997
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 07/14/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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