Unclaimed
James McFarland Reddick is a financial professional with over a decade of experience in the industry. James has held positions at J.P. Morgan Securities LLC and currently works at Deutsche Bank Securities Inc. James has a broad range of experience and holds licenses for Series 7, Series 24, Series 63, Series 79 and the SIE exam. James is registered to provide investment advice in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
12/09/2015 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
10/25/2011 - 11/25/2015
J.P. MORGAN SECURITIES LLC (PALM BEACH FL)
BC
Issued 12/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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