Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mcdonald Dawson is a financial advisor at Raymond James Financial Services Advisors, Inc. James has been in the financial services industry since 1998 and has a wide range of experience. James holds several licenses and certifications, including Series 6, 7, 24, 51, and 66, and is a Certified Financial Planner. James is registered to offer investment advice in 32 states and the District of Columbia. James has experience working with individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
06/11/2024 - Present
Raymond James Financial Services Advisors, Inc. (BOULDER CO)
KS
01/26/1999 - 02/15/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
GA
12/24/1998 - 01/26/1999
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 04/01/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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