Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McComb has over 20 years of experience in the financial industry. James is a registered representative and investment advisor representative with J.P. Morgan Securities LLC. James has held previous positions at Charles Schwab & Co., Inc., TD Ameritrade, Inc., and HSBC Securities (USA) Inc. James is licensed to provide securities and investment advisory services in several states, including California, District of Columbia, Maryland, North Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
VA
06/06/2023 - Present
J.p. Morgan Securities LLC (Stafford VA)
VA
05/24/2016 - 05/22/2023
CHARLES SCHWAB & CO., INC. (Reston VA)
FL
07/17/2014 - 01/05/2016
TD AMERITRADE, INC. (FT. LAUDERDALE FL)
FL
04/15/2014 - 07/01/2014
HSBC SECURITIES (USA) INC. (POMPANO BEACH FL)
AZ
11/29/1999 - 06/10/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
10/14/1998 - 08/19/1999
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
BOTH
Issued 06/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James McComb is the right advisor for you? Invested Better is here to help.
