Unclaimed
James Maxwell Rush is a financial professional who holds a Series 63, Series 7TO, Series 86 and Series 87. James is registered in Minnesota and is associated with Craig-Hallum Capital Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
08/28/2019 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
BC
Issued 08/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/17/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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