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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Maxwell Croft is a financial advisor with Fidelity Personal And Workplace Advisors. James has been in the industry since December 2019. James holds the Series 7, 63 and 66 licenses and is registered with the state of North Carolina, as well as Texas. James has experience with E*TRADE Securities LLC and Vanguard Marketing Corporation. James is a Certified Financial Planner. James works out of the Charlotte, NC office of Fidelity Personal And Workplace Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/11/2024 - Present
Fidelity Personal AND Workplace Advisors (CHARLOTTE NC)
NC
09/16/2020 - 08/14/2023
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NC
12/04/2019 - 09/16/2020
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 10/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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