Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Henson has been active in the financial industry since 1994. James is currently a Registered Representative with Osaic Wealth, Inc. and has previously held positions at FSC Securities Corporation and Prudential Securities Incorporated. James holds both Series 63 and 65 licenses and Series 7, 2 and 24 licenses. James is registered to provide investment advisory and brokerage services in several states including Georgia, South Carolina, Tennessee, Florida, Louisiana, North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
11/03/2023 - Present
Osaic Wealth, Inc. (CHATTANOOGA TN)
TN
01/10/1995 - 11/03/2023
FSC SECURITIES CORPORATION (CHATTANOOGA TN)
NY
06/07/1994 - 10/26/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 10/10/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1986
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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