Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Farmer is a financial advisor at LPL Financial LLC. James has been in the financial services industry since 1985. James is licensed in 18 states, and holds several industry licenses and certifications. James offers a range of services to his clients, including financial planning, portfolio management, and retirement planning. James is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/01/2013 - Present
LPL Financial LLC (MENDON IL)
IL
01/16/2007 - 10/14/2013
CAMBRIDGE INVESTMENT RESEARCH, INC. (QUINCY IL)
IL
05/08/1985 - 01/17/2007
MML INVESTORS SERVICES, INC. (QUINCY IL)
IA
Issued 11/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2011
Series 24 - General Securities Principal Examination
BC
Issued 09/18/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/07/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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