Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Zika is a financial advisor who has been in the industry since 2008. James is currently registered with Citigroup Global Markets Inc. James previously worked for CCO Investment Services Corp., PNC Investments, Fifth Third Securities, Inc., and First Investors Corporation. James has passed the Series 6, 7, 63, and 66 exams. James specializes in providing financial advice to individuals, businesses, and institutional clients. James is a licensed advisor in 35 states. James is registered with Citigroup Global Markets Inc. James is also registered with the state of Illinois. James is an Investment Adviser Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
07/01/2014 - Present
Citigroup Global Markets Inc. (DARIEN IL)
IL
02/13/2013 - 06/18/2014
CCO INVESTMENT SERVICES CORP. (HANOVER PARK IL)
IL
12/13/2011 - 02/07/2013
PNC INVESTMENTS (DOWNERS GROVE IL)
IL
12/19/2008 - 12/02/2011
FIFTH THIRD SECURITIES, INC. (OAK LAWN IL)
IL
03/07/2008 - 09/25/2008
FIRST INVESTORS CORPORATION (LOMBARD IL)
BOTH
Issued 11/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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