linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Matthew Tafelski

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Matthew Tafelski

James Matthew Tafelski is a registered representative with Citizens Securities, Inc. in Shelby Township, MI. James has been in the financial services industry since 1994 and has experience with Fifth Third Securities, Inc., NatCity Investments, Inc., NatCity Insurance Services, Inc., Financial Network Investment Corporation and Comerica Securities. James holds FINRA licenses Series 7, 63, 24 and SIE, along with the state license Series 65.

Firm Information

James Tafelski is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Tafelski’s Registration & Firm History

MI

11/15/2017 - Present

Citizens Securities, Inc. (SHELBY TOWNSHIP MI)

MI

11/21/2006 - 09/08/2017

FIFTH THIRD SECURITIES, INC. (CLINTON TOWNSHIP MI)

MI

09/14/2001 - 11/10/2006

NATCITY INVESTMENTS, INC. (ANN ARBOR MI)

OH

09/14/2001 - 12/31/2001

NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)

CA

03/13/2001 - 09/25/2001

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

MI

04/29/1997 - 03/28/2001

COMERICA SECURITIES (DETROIT MI)

MI

06/15/1994 - 08/29/1997

OLDE DISCOUNT CORPORATION (DETROIT MI)

Not sure if James Matthew Tafelski is right for you?

Licenses & Designations

IA

Issued 12/23/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for James Matthew Tafelski. Review regulatory record here.
Not sure if James Matthew Tafelski is right for you?