Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Rowe is a financial advisor with Edward Jones, a company with over 22,000 registered representatives and more than $824 Billion in assets under management. James has been in the financial services industry since 2008 and has a strong commitment to helping individuals and families achieve their financial goals. He is dedicated to providing personalized advice and strategies tailored to each client's unique circumstances. James is registered in North Carolina and Texas as an investment advisor representative and a broker. He holds several industry licenses and certifications, including the Series 7, 63, and 66. James is also committed to continuing his education and professional development to stay abreast of the latest trends and developments in the financial services industry. James's professional experience includes working with clients in various areas, including retirement planning, investment management, college savings, and estate planning. He believes that financial planning is an ongoing process and provides ongoing support and guidance to help clients navigate the complexities of their financial lives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
04/18/2024 - Present
Edward Jones (WAKE FOREST NC)
NC
07/19/2023 - 08/22/2023
SECU BROKERAGE SERVICES (KNIGHTDALE NC)
NC
07/15/2022 - 09/01/2022
WELLS FARGO CLEARING SERVICES, LLC (APEX NC)
NC
05/08/2008 - 08/25/2021
WELLS FARGO CLEARING SERVICES, LLC (FUQUAY VARINA NC)
BOTH
Issued 10/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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