Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Pirkle is a registered representative with CTC, LLC. James has been in the securities industry since January 16, 2008. James holds Series 7, 15, 56, and 57TO licenses and the SIE exam. James has experience with several firms in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/06/2014 - Present
CTC, LLC (CHICAGO IL)
NY
09/09/2014 - 11/05/2014
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
12/12/2011 - 09/09/2014
MILLER TABAK + CO., LLC (NEW YORK NY)
NJ
01/28/2011 - 03/11/2011
TORO TRADING LLC (RUMSON NJ)
PA
02/17/2009 - 03/03/2009
MCGOWAN INVESTORS, L.P. (PHILADELPHIA PA)
NC
08/09/1994 - 02/02/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
02/18/1993 - 05/21/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2015
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 05/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1993
Series 15 - Foreign Currency Options Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
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