Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Muccigrosso is a financial professional with over 30 years of experience in the industry. James is currently registered with Principal Securities, Inc. and holds licenses in 20 states for both broker-dealer and investment advisor activities. James is a Series 6 and Series 63 licensed professional. James has been active in the industry since 1987. His previous roles include positions at John Hancock Mutual Life Insurance Company and John Hancock Distributors, Inc. James' experience spans a variety of financial services, including insurance and investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MO
06/18/2021 - Present
Principal Securities, Inc. (SAINT LOUIS MO)
MA
02/12/1987 - 08/15/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
02/12/1987 - 12/31/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 03/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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