Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Millar is a financial advisor with over 10 years of experience in the industry. James currently works at American Enterprise Investment Services Inc., located in Charlotte, NC. James has passed the Series 7, Series 7TO, Series 63, Series 24, and SIE exams. James has been a registered representative with FINRA since 2013. James's previous experience includes working at J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
04/25/2024 - Present
American Enterprise Investment Services Inc. (Charlotte NC)
NY
10/30/2013 - 02/11/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 09/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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