Unclaimed
James McDermott is a financial advisor with Empower Financial Services, Inc., with over 20 years of experience in the financial services industry. He is licensed to sell securities in Colorado and Kansas. James has a strong background in providing financial guidance to clients, and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
09/02/2014 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
CO
09/24/2009 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
TX
12/12/2003 - 08/31/2009
INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)
CO
03/07/2000 - 02/15/2002
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 12/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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