Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mayes is a financial advisor in the Nashville, TN area. James has over 30 years of experience in the financial services industry. James is currently registered with First Horizon Advisors, Inc. and has previously worked at several other firms including Northwestern Mutual Investment Services, LLC, Fifth Third Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James is a highly experienced financial advisor with a wide range of expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
10/10/2013 - Present
First Horizon Advisors, Inc. (Nashville TN)
TN
10/11/2007 - 09/27/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NASHVILLE TN)
TN
09/22/2004 - 10/19/2007
FIFTH THIRD SECURITIES, INC. (NASHVILLE TN)
AL
02/14/2000 - 09/28/2004
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
02/01/1997 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
04/02/1996 - 02/01/1997
AMERISTAR CAPITAL MARKETS, INC.
NY
10/10/1991 - 04/08/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1994
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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