Unclaimed
James Matthew Marrone is a financial professional with over 10 years of experience in the industry. James is currently registered with Lazard Freres & Co. LLC and holds the Series 7, 63, and 79 licenses. Previously, James worked at WELLS FARGO SECURITIES, LLC. James has a strong track record of providing investment advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/03/2021 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
03/30/2010 - 06/15/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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