Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Larue is a financial advisor with Fidelity Brokerage Services LLC. James is registered with FINRA and the state of Rhode Island. James is a Series 7TO, Series 63, and Series 6 licensed representative and holds a Securities Industry Essentials (SIE) designation. James has been in the securities industry since January 14, 2020 and previously worked at Putnam Mutual Funds Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/29/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
05/16/1997 - 08/28/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 05/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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