Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Jones is a financial advisor currently associated with Strategic Wealth Investment Group, LLC. James has been in the industry for over 27 years and has experience in investment advising. James holds Series 7, Series 63, Series 65 and Series 66 licenses. James is currently registered in Indiana, Kentucky and Ohio. James provides financial planning services, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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KY
06/16/2023 - Present
Strategic Wealth Investment Group, LLC (LOUISVILLE KY)
MN
04/13/2023 - 07/11/2023
AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MD
03/07/2006 - 09/06/2006
MML INVESTORS SERVICES, INC. (HAGERSTOWN MD)
NC
02/11/2005 - 08/31/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
VA
06/22/2004 - 02/16/2005
BI INVESTMENTS, LLC (GLEN ALLEN VA)
CA
02/06/2004 - 07/15/2004
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
GA
04/02/2001 - 04/12/2002
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
03/16/1998 - 01/18/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
MI
04/11/1996 - 03/27/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 04/26/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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