Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Flynn is a financial advisor in Mystic, CT with over 20 years of experience in the industry. James is registered with Commonwealth Financial Network and has previously worked with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., CCO INVESTMENT SERVICES CORP., SUNTRUST SECURITIES, INC. and MFS FUND DISTRIBUTORS, INC.. James holds the Series 6, 7, 24, 63 and 66 securities licenses. He is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/19/2019 - Present
Commonwealth Financial Network (Mystic CT)
CT
05/14/2010 - 07/23/2019
MORGAN STANLEY (MADISON CT)
CT
10/23/2009 - 05/17/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MYSTIC CT)
CT
12/02/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MYSTIC CT)
CT
06/25/2004 - 12/08/2005
CCO INVESTMENT SERVICES CORP. (NEW LONDON CT)
GA
08/22/2002 - 06/17/2004
SUNTRUST SECURITIES, INC. (ATLANTA GA)
MA
02/17/1999 - 07/16/2002
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 10/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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