Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Farrell is a financial advisor registered with Janney Montgomery Scott LLC and Lincoln Investment. James Matthew Farrell is licensed in 23 states and has 25 years of experience in the financial services industry. James Matthew Farrell specializes in providing financial advice to individuals, businesses, and institutions. He is also a registered investment advisor in Pennsylvania. James Matthew Farrell is committed to providing his clients with personalized financial advice and services that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
12/12/2016 - Present
Janney Montgomery Scott LLC (BLUE BELL PA)
PA
02/11/2003 - 11/14/2016
UNIVEST INVESTMENTS, INC. (SOUDERTON PA)
MO
10/24/2002 - 02/07/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
08/27/1997 - 10/21/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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