Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Emanuel is a financial professional with over 15 years of experience in the industry. Emanuel is currently registered with Pacific Select Distributors, LLC in Newport Beach, CA. Emanuel has previously held positions with FORETHOUGHT DISTRIBUTORS, LLC, GUARDIAN INVESTOR SERVICES LLC, and PLANCO FINANCIAL SERVICES, LLC. Emanuel holds the Series 6 and Series 63 licenses as well as the SIE exam. Emanuel is currently registered in Iowa, Minnesota, Nebraska, and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/06/2013 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
CT
03/13/2013 - 11/18/2013
FORETHOUGHT DISTRIBUTORS, LLC (HARTFORD CT)
NY
03/05/2009 - 11/09/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
PA
05/18/2007 - 12/15/2008
PLANCO FINANCIAL SERVICES, LLC (WAYNE PA)
BC
Issued 03/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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