Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Cordes is a registered representative with Foreside Fund Services, LLC. James has been in the industry since 2001 and has held previous positions at FIDELITY BROKERAGE SERVICES LLC, BB&T SECURITIES, LLC, KEYBANC CAPITAL MARKETS INC., OPPENHEIMER & CO. INC., CITIGROUP GLOBAL MARKETS INC., and LEHMAN BROTHERS INC.. James is licensed in 14 states including New York, California, Texas and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/12/2023 - Present
Foreside Fund Services, LLC (New York NY)
NH
07/16/2021 - 03/20/2023
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NY
05/30/2017 - 08/31/2020
BB&T SECURITIES, LLC (NEW YORK NY)
NY
08/27/2015 - 02/24/2017
KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)
NY
07/14/2010 - 04/06/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/31/1993 - 12/16/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 11/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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