Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Brecher is an investment advisor representative at First Trust Advisors LP. James has been in the securities industry since 2008. He is registered with both FINRA and the Securities and Exchange Commission. James holds the Series 6, 7, 63, and 66 licenses, as well as the SIE. James has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fidelity Investments Institutional Services Company, Inc. James is a soccer coach and spends 25 hours a month coaching. He is also licensed to provide investment advice in Illinois and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
05/05/2015 - Present
First Trust Advisors LP (WHEATON IL)
TX
08/05/2014 - 04/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTH AUSTIN TX)
TX
08/20/2012 - 07/01/2014
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
AZ
03/25/2008 - 04/05/2012
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 08/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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