Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matthew Alford is a financial professional who has been in the industry since 2019. James is registered in 51 states and the District of Columbia, and is affiliated with ADP Broker-Dealer, Inc. James holds the Series 63, Series 6TO, Series 26, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/09/2019 - Present
ADP Broker-Dealer, Inc. (Allentown PA)
BC
Issued 09/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/09/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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