Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mason Waninger is a financial advisor with Commonwealth Financial Network. James is registered with the state of Indiana as both a Registered Representative and an Investment Adviser Representative. James has been in the industry since 2019. James has passed the Series 7TO, SIE and Series 66 exams. James's primary office is located at 1009 Main Street in Tell City, IN. Commonwealth Financial Network is headquartered in Waltham, MA. Commonwealth Financial Network primarily serves high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, pension and profit-sharing plans, state or municipal government entities, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
04/13/2021 - Present
Commonwealth Financial Network (Tell City IN)
BOTH
Issued 04/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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