Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Marzigliano is a financial advisor with Alexander Capital, LP. James is registered in 20 states and holds the Series 7, Series 63, and SIE licenses. James has been in the industry since 2011. James has experience with Laidlaw & Company (UK) LTD., Rockwell Global Capital LLC, and John Thomas Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
11/18/2022 - Present
Alexander Capital, LP (RED BANK NJ)
NY
11/10/2015 - 11/21/2022
LAIDLAW & COMPANY (UK) LTD. (MELVILLE NY)
NY
04/25/2012 - 11/19/2015
ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)
NY
06/07/2011 - 01/23/2012
JOHN THOMAS FINANCIAL (NEW YORK NY)
BC
Issued 06/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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