Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dowdy is a financial advisor currently registered with Avantax Advisory Services. James has been a registered representative for over 30 years and holds licenses in a variety of states. James has been with Avantax since 2014 and is a part of the firm’s team of financial advisors. James has a strong background in financial planning, investment management, and retirement planning. James specializes in working with high-net-worth individuals, corporations, and pension plans. James is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
GA
02/01/2024 - Present
Avantax Advisory Services (Duluth GA)
CA
12/18/2000 - 03/20/2001
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CA
09/11/2000 - 12/18/2000
NORTH COAST SECURITIES CORPORATION (SAN FRANCISCO CA)
GA
08/04/1997 - 09/21/2000
CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)
FL
01/16/1997 - 05/16/1997
WORLD INVEST CORPORATION (DEERFIELD BEACH FL)
GA
09/16/1993 - 02/24/1994
NEW LONDON CAPITAL, INC. (DECATUR GA)
FL
02/01/1993 - 11/22/1993
WORLD INVEST CORPORATION (DEERFIELD BEACH FL)
GA
04/05/1991 - 12/31/1992
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
06/18/1990 - 04/08/1991
PLANNED INVESTMENTS INC. (ATLANTA GA)
NA
02/01/1990 - 08/14/1990
INVESTORS ASSET MANAGEMENT, INC.
CA
02/20/1986 - 12/31/1989
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NA
11/07/1984 - 12/26/1985
LABREC SECURITIES, INC.
NA
07/26/1984 - 11/02/1984
NEL EQUITY SERVICES CORPORATION
BOTH
Issued 01/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 12/08/1993
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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