Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Starnes is a financial advisor with over 20 years of experience in the industry. James is currently registered with Cetera Investment Advisers LLC in Houston, TX. James has a wide range of experience in the financial services industry, having worked with a variety of firms including MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, UBS Financial Services Inc., and Morgan Stanley Smith Barney. James holds a variety of licenses and designations, including the Series 7, Series 63, Series 65, and Series 52TO. James is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/21/2024 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
03/25/2017 - 04/30/2021
MML INVESTORS SERVICES, LLC (HOUSTON TX)
TX
06/27/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
06/27/2014 - 01/02/2015
NEW ENGLAND SECURITIES (HOUSTON TX)
TX
09/29/2010 - 07/10/2014
UBS FINANCIAL SERVICES INC. (DALLAS TX)
FL
06/01/2009 - 10/08/2010
MORGAN STANLEY SMITH BARNEY (ST. PETERSBURG FL)
LA
12/22/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BATON ROUGE LA)
IA
Issued 1/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/5/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/9/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/2/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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