Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Martin Rohmann is an investment advisor representative at Sanctuary Advisors, LLC, with over 30 years of experience in the financial services industry. James Rohmann is a registered investment advisor in the state of New Jersey and holds the Series 7, 24, 52, 53 and 65 securities licenses. James Rohmann specializes in providing financial planning, portfolio management, and pension consulting services to individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/13/2022 - Present
Sanctuary Advisors, LLC (SHORT HILLS NJ)
NJ
01/10/2013 - 06/13/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUMMIT NJ)
NJ
06/01/2009 - 02/05/2013
MORGAN STANLEY (SHORT HILLS NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
08/18/2006 - 04/02/2007
MORGAN STANLEY DW INC. (SHORT HILLS NJ)
NJ
03/19/1985 - 08/24/2006
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 05/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/23/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Rohmann is the right advisor for you? Invested Better is here to help.
