Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Reed is a financial advisor with LPL Financial LLC, based in Sewickley, PA. James is registered with the state of Pennsylvania for both Broker-Dealer and Investment Advisor services. James is also registered as a Broker-Dealer in North Carolina and New York. James has been in the financial services industry since 1998. In addition to LPL Financial LLC, James has held positions with Gradient Securities, LLC, Next Financial Group, Inc., The (Wilson) Williams Financial Group, Pro-Integrity Securities, Inc., Fortune Financial Services, Inc., Hackett Associates, Inc., and Advantage Capital Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/19/2021 - Present
LPL Financial LLC (SEWICKLEY PA)
PA
09/07/2016 - 10/19/2021
GRADIENT SECURITIES, LLC (SEWICKLEY PA)
PA
07/20/2005 - 09/01/2016
NEXT FINANCIAL GROUP, INC. (SEWICKLEY PA)
TX
01/03/2005 - 08/01/2005
THE (WILSON) WILLIAMS FINANCIAL GROUP (DALLAS TX)
TX
07/07/2004 - 12/31/2004
PRO-INTEGRITY SECURITIES, INC. (LONGVIEW TX)
PA
06/29/2004 - 07/02/2004
FORTUNE FINANCIAL SERVICES, INC. (MONACA PA)
PA
11/17/2000 - 06/29/2004
HACKETT ASSOCIATES, INC. (WYOMISSING PA)
GA
06/03/1998 - 12/12/2000
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
IA
Issued 03/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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