Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Martin Fallon is a financial advisor who has been in the industry since March 1995. James has a strong background in the financial industry and has held positions at several firms including Morgan Stanley, Woodbury Financial Services, Inc., and Cambridge Investment Research Advisors, Inc. James is currently a registered representative of Cambridge Investment Research Advisors, Inc. and offers a range of financial services including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. James is also a board member of a music and publishing company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
07/20/2020 - Present
Cambridge Investment Research Advisors, Inc. (Greensboro GA)
GA
07/03/2019 - 08/27/2019
WOODBURY FINANCIAL SERVICES, INC. (TYRONE GA)
GA
08/31/2009 - 07/05/2019
MORGAN STANLEY (PEACHTREE CITY GA)
GA
02/24/2003 - 09/24/2009
WOODBURY FINANCIAL SERVICES, INC. (PEACHTREE GA)
CT
02/18/2003 - 06/02/2003
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
GA
03/17/2000 - 03/04/2003
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
OH
02/19/1999 - 12/31/1999
VESTAX SECURITIES CORPORATION (HUDSON OH)
TX
03/15/1993 - 04/23/1997
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 02/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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