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James Martin Dykas

First Trust Portfolios LP

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About James Martin Dykas

James Martin Dykas is a financial professional with over 29 years of experience in the industry. James is currently registered with First Trust Portfolios LP. James has passed the Series 7, Series 27, Series 99TO, and SIE exams. James has been with First Trust Portfolios LP since 1/31/2005. Prior to joining First Trust Portfolios LP, James was with VAN KAMPEN FUNDS INC. from 6/30/1994 to 1/25/2005.

Firm Information

James Dykas is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Dykas’s Registration & Firm History

TN

01/31/2005 - Present

First Trust Portfolios LP (Franklin TN)

TX

06/30/1994 - 01/25/2005

VAN KAMPEN FUNDS INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 01/19/2016

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Martin Dykas.
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