Unclaimed
James Martin Dykas is a financial professional with over 29 years of experience in the industry. James is currently registered with First Trust Portfolios LP. James has passed the Series 7, Series 27, Series 99TO, and SIE exams. James has been with First Trust Portfolios LP since 1/31/2005. Prior to joining First Trust Portfolios LP, James was with VAN KAMPEN FUNDS INC. from 6/30/1994 to 1/25/2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
01/31/2005 - Present
First Trust Portfolios LP (Franklin TN)
TX
06/30/1994 - 01/25/2005
VAN KAMPEN FUNDS INC. (HOUSTON TX)
BC
Issued 01/19/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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