Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Martin Bassotti is a registered representative and investment advisor with over 30 years of experience in the financial services industry. James is currently affiliated with MML Investors Services, LLC. James's professional background includes prior employment with MSI Financial Services, INC. and Metropolitan Life Insurance Company. James is licensed to sell securities in Massachusetts and New York and holds licenses for Series 6, 7, 24, 26 and SIE exams. James has been recognized for providing financial planning and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
11/12/2024 - Present
MML Investors Services, LLC (LATHAM NY)
NY
07/13/1987 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ALBANY NY)
NY
07/13/1987 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LATHAM NY)
BC
Issued 09/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 12/16/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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