Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Anderson is a financial professional with over 40 years of experience in the industry. James is currently a Registered Representative of Municipal Capital Markets Group, Inc. based in Greenwood Village, Colorado. Prior to this, James worked at various other firms including Unicapital Securities Corp., Sutro & Co. Incorporated, Prudential Securities Incorporated, Anderson, Demonbrun, Inc. and Hanifen, Imhoff Inc. Inc. James has a wide range of licenses and registrations, including Series 7, 24, 27, 50, 53, 54, 63, 99, SIE and F04. James is also a registered principal in Colorado and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/10/2001 - Present
Municipal Capital Markets Group, Inc. (GREENWOOD VILLAGE CO)
TX
03/05/1996 - 04/10/2001
UNICAPITAL SECURITIES CORP. (DALLAS TX)
CA
07/09/1991 - 01/15/1996
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
03/07/1984 - 06/18/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/21/1980 - 01/10/1986
ANDERSON, DEMONBRUN, INC.
NA
03/07/1978 - 09/10/1979
HANIFEN, IMHOFF INC. INC.
BC
Issued 05/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/25/2021
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 08/31/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/1980
F04 - Financial Principal Examination
BC
Issued 12/09/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2016
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
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