Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Martin is a financial advisor who has been in the industry since 2009. James is currently registered with Cetera Investment Advisers LLC, a firm headquartered in Schaumburg, IL, that manages assets for individual clients, corporations, pension plans, and charitable organizations. James is also registered in the state of Florida and has previously been registered with firms such as BBVA Securities Inc., Lincoln Financial Advisors Corporation, Wells Fargo Clearing Services, LLC, and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/07/2021 - Present
Cetera Investment Advisers LLC (TAMPA FL)
FL
01/27/2020 - 08/23/2021
BBVA SECURITIES INC. (TAMPA FL)
FL
12/27/2018 - 01/17/2020
LINCOLN FINANCIAL ADVISORS CORPORATION (TAMPA FL)
FL
04/30/2013 - 01/07/2019
WELLS FARGO CLEARING SERVICES, LLC (PALM HARBOR FL)
FL
01/27/2010 - 05/29/2013
MORGAN STANLEY (PALM HARBOR FL)
FL
12/03/2008 - 03/06/2009
FIFTH THIRD SECURITIES, INC. (TAMPA FL)
IA
Issued 04/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 03/31/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/02/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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