Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Martin is a financial advisor at Cetera Investment Advisers LLC with over 13 years of experience in the financial services industry. James holds the Series 6, 7, 31, 63, and 65 licenses and is a Certified Financial Planner™. James has previously worked at several firms, including BBVA Securities Inc., Lincoln Financial Advisors Corporation, and Wells Fargo Clearing Services, LLC. James is registered to offer investment advisory services in Florida, Alabama, Pennsylvania, and Virginia. Cetera Investment Advisers LLC is a registered investment advisor with over $100 billion in assets under management. The firm provides financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/07/2021 - Present
Cetera Investment Advisers LLC (TAMPA FL)
FL
01/27/2020 - 08/23/2021
BBVA SECURITIES INC. (TAMPA FL)
FL
12/27/2018 - 01/17/2020
LINCOLN FINANCIAL ADVISORS CORPORATION (TAMPA FL)
FL
04/30/2013 - 01/07/2019
WELLS FARGO CLEARING SERVICES, LLC (PALM HARBOR FL)
FL
01/27/2010 - 05/29/2013
MORGAN STANLEY (PALM HARBOR FL)
FL
12/03/2008 - 03/06/2009
FIFTH THIRD SECURITIES, INC. (TAMPA FL)
IA
Issued 4/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/10/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 3/31/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/2/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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