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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Marshall Adkins is a financial advisor with Raymond James & Associates, Inc. in Houston, Texas. James has been in the securities industry since July 19, 1998, and has a broad range of experience and expertise in financial planning, portfolio management, and investment strategies. James holds multiple professional designations and licenses including Series 4, 7, 9, 10, 63, 79TO, 86, 87 and SIE exams. James is dedicated to providing personalized financial guidance and investment solutions to meet the unique needs of each of James clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/20/1998 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
BC
Issued 08/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 08/05/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/15/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/25/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/04/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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