Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Woodruff is a financial advisor with over 27 years of experience in the financial services industry. James has a diverse background, having worked with Edward Jones, AAL Capital Management Corporation, Partners Securities, Inc., and Raymond James & Associates, Inc. Currently, James is a Registered Representative and Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. James is registered with the state of Texas to offer both broker-dealer and investment advisor services. James is a strong advocate for a comprehensive financial approach to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (BALLINGER TX)
TX
09/16/2005 - 08/01/2007
RAYMOND JAMES & ASSOCIATES, INC. (SAN ANGELO TX)
MO
12/03/1998 - 09/21/2005
EDWARD JONES (ST. LOUIS MO)
TX
05/12/1998 - 10/26/1998
PARTNERS SECURITIES, INC. (AUSTIN TX)
MN
05/12/1995 - 05/11/1998
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 01/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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