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James Mark Levenson

ASL Capital Markets Inc.

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About James Mark Levenson

James Levenson is a financial advisor with over 30 years of experience in the industry. He is currently registered with ASL Capital Markets Inc. and is licensed to sell securities in all 50 states. James has previously held positions with Mischler Financial Group, Inc., Great Pacific Securities, HSBC Securities (USA) Inc., MF Global Inc. and UBS Securities LLC. His experience includes a diverse range of financial products and services, including securities, investment advisory, and brokerage services. James is committed to providing his clients with personalized financial advice and guidance.

Firm Information

James Levenson is currently registered with ASL Capital Markets Inc.. ASL Capital Markets Inc. is a corporation that was formed on September 20, 2016. The firm is registered with the Securities and Exchange Commission (SEC) and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Levenson’s Registration & Firm History

CT

05/14/2019 - Present

ASL Capital Markets Inc. (STAMFORD CT)

CT

01/05/2015 - 04/22/2019

MISCHLER FINANCIAL GROUP, INC. (STAMFORD CT)

CA

12/02/2014 - 12/17/2014

GREAT PACIFIC SECURITIES (COSTA MESA CA)

NY

09/29/2010 - 08/08/2013

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

06/09/2009 - 09/29/2010

MF GLOBAL INC. (NEW YORK NY)

CT

04/12/1999 - 05/20/2009

UBS SECURITIES LLC (STAMFORD CT)

NJ

11/25/1987 - 04/08/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 12/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Mark Levenson.
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