Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mark Lee is a financial advisor with over 27 years of experience in the industry. James has a wide range of experience, having previously worked at various firms, including MSI Financial Services, Inc., Metropolitan Life Insurance Company, Raymond James Financial Services, Inc., Edward D. Jones & Co., L.P., Josephthal Lyon & Ross Incorporated, Biltmore Securities, Inc, and Stratton Oakmont Inc. James Mark Lee is currently registered with MML Investors Services, LLC and is licensed to provide financial advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
03/25/2017 - Present
MML Investors Services, LLC (Columbia MD)
MD
10/27/1999 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ELKRIDGE MD)
MD
10/27/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BALTIMORE MD)
FL
04/05/1999 - 10/11/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
10/10/1996 - 10/09/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NY
10/10/1995 - 07/30/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
FL
06/28/1995 - 10/06/1995
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
NY
08/30/1994 - 06/28/1995
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
BOTH
Issued 07/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1994
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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