Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mark Bessoni is a financial advisor who has been in the industry since 2005. James Mark Bessoni is currently registered with Charles Schwab & Co., Inc. James Mark Bessoni has also previously been affiliated with firms such as TD Ameritrade, INC., CETERA INVESTMENT SERVICES LLC, and MORGAN KEEGAN & COMPANY, INC.. James Mark Bessoni holds Series 7, Series 63, and Series 65 licenses. James Mark Bessoni provides various advisory services, including financial planning, selection of other advisors, and wrap fee programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
02/08/2022 - Present
Charles Schwab & CO., Inc. (The Villages FL)
FL
05/21/2021 - 12/31/2023
TD AMERITRADE, INC. (The Villages FL)
FL
08/03/2013 - 04/09/2021
CETERA INVESTMENT SERVICES LLC (ORLANDO FL)
TN
02/28/2008 - 12/31/2009
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
02/13/2007 - 12/31/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
FL
06/19/2006 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (OCALA FL)
FL
04/23/2005 - 03/30/2006
WACHOVIA SECURITIES, LLC (GAINESVILLE FL)
AL
06/01/2004 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
AL
11/14/2001 - 05/27/2004
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
IA
Issued 05/31/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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