Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mark Appleby is a financial advisor registered with Truist Advisory Services, Inc. James has been in the industry since 2004 and is currently registered with the state of North Carolina. James is a Certified Financial Planner and has worked with several financial institutions. James specializes in providing financial planning services to individuals, businesses, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/17/2021 - Present
Truist Advisory Services, Inc. (CARY NC)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
01/21/2010 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (SMITHFIELD NC)
NC
05/22/2007 - 01/19/2010
FIRST CITIZENS INVESTOR SERVICES, INC. (DURHAM NC)
NC
05/04/2006 - 11/15/2006
MORGAN STANLEY DW INC. (RALEIGH NC)
NC
06/05/2003 - 09/30/2005
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
BOTH
Issued 06/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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