Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Marion Nelson is an investment advisor representative at Realta Investment Advisors, Inc. James has been in the securities industry since 1997. James holds the Series 6, 7, 63, and SIE securities licenses, as well as the Certified Financial Planner designation. James has experience working with clients in a variety of settings, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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DE
09/12/2022 - Present
Realta Investment Advisors, Inc. (WILMINGTON DE)
FL
09/27/2018 - 09/23/2022
KALOS CAPITAL, INC. (S. Lakeland FL)
FL
03/05/2015 - 09/28/2018
TRIAD ADVISORS LLC (Lake Wales FL)
FL
10/17/2008 - 03/05/2015
SIGMA FINANCIAL CORPORATION (LAKE WALES FL)
FL
08/21/2007 - 10/17/2008
SIGNATOR INVESTORS, INC. (LAKE WALES FL)
FL
01/25/2007 - 08/15/2007
QUESTAR CAPITAL CORPORATION (LAKE WALES FL)
FL
08/08/2003 - 01/10/2007
NEXT FINANCIAL GROUP, INC. (LAKE WALES FL)
OH
06/19/2002 - 08/20/2003
WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)
FL
01/01/1996 - 05/28/1996
ALLEN & COMPANY OF FLORIDA, INC. (LAKELAND FL)
MA
03/22/1989 - 01/04/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/22/1989 - 01/04/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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