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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ruggerio is a financial advisor with Fisher Investments in Birmingham, AL. James has been in the industry since 1999 and has experience in both investment advisory and brokerage services. He is licensed to provide investment advice in Alabama, Georgia and Texas and also holds the Series 7, 6 and 63 licenses. James is a director of the Heather Homeowners Association and has a deep understanding of the needs of individuals, families and organizations. James specializes in investment management and financial planning, including portfolio assessment, portfolio management for individuals, businesses, investment companies and pooled investment vehicles. In addition to working with Fisher Investments, James has held positions with FIDELITY BROKERAGE SERVICES LLC, DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., CARTER, TERRY & COMPANY, INC., PACIFIC SELECT DISTRIBUTORS, INC., and PROEQUITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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AL
05/10/2023 - Present
Fisher Investments (BIRMINGHAM AL)
AL
03/07/2011 - 11/13/2012
FIDELITY BROKERAGE SERVICES LLC (BIRMINGHAM AL)
CA
09/16/2010 - 02/07/2011
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
GA
02/17/2010 - 08/16/2010
CARTER, TERRY & COMPANY, INC. (ATLANTA GA)
CA
06/17/2003 - 11/04/2009
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
IL
04/05/2000 - 07/03/2003
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
AL
04/21/1999 - 04/27/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
Issued 03/02/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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