Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Manning Hannigan is an investment advisor representative with LPL Financial LLC. James has been in the industry since 1985 and has held several positions at various firms throughout their career. James is registered in Arizona and Minnesota. James specializes in financial planning, pension consulting, and educational seminars. James also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/28/2024 - Present
LPL Financial LLC (GREEN VALLEY AZ)
MN
09/06/2017 - 04/01/2024
OSAIC WEALTH, INC. (MINNEAPOLIS MN)
MN
10/02/2001 - 09/07/2017
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
MI
09/28/1999 - 09/10/2001
EQUITAS AMERICA, LLC (FARMINGTON HILLS MI)
GA
03/26/1999 - 09/28/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
IA
01/03/1991 - 03/29/1999
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
09/21/1989 - 01/03/1991
CENTURY INVESTORS OF AMERICA, INC.
PA
05/01/1986 - 10/03/1989
CIGNA SECURITIES, INC. (RADNOR PA)
NA
09/07/1985 - 01/24/1986
IDS MARKETING CORPORATION
NA
07/24/1985 - 10/29/1985
KETTLER & COMPANY
BOTH
Issued 01/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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