Unclaimed
James Manning is a financial advisor registered with State Farm VP Management Corp. James Manning is registered in Montana. James Manning has passed the Series 63, Series 6TO and SIE exams. James Manning has been in the industry for 1 year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MT
10/03/2023 - Present
State Farm VP Management Corp. (MISSOULA MT)
MT
06/09/2022 - 10/19/2022
NYLIFE SECURITIES LLC (BOZEMAN MT)
BC
Issued 06/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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